Christian Kemnitz

Christian Kemnitz

Katten Muchin Rosenman LLP

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Second Circuit Decision Provides Guidance for Drafting Enforceable Broker-Dealer Agreement Forum Selection Clause

On August 21, the US Court of Appeals for the Second Circuit decided two closely watched appeals regarding the intersection of Financial Industry Regulatory Authority, Inc. (FINRA) rules mandating arbitration of...more

9/5/2014  /  Appeals , Broker-Dealer , Financial Industry Regulatory Authority (FINRA) , Forum Selection , Goldman Sachs , Mandatory Arbitration Clauses , Market Participants

Second Circuit Holds Contractual Forum Selection Clause Supersedes FINRA Mandatory Arbitration Rule

On August 21, the US Court of Appeals for the Second Circuit decided two closely watched appeals regarding the intersection of Financial Industry Regulatory Authority, Inc. rules regarding mandatory arbitration of disputes...more

9/4/2014  /  Appeals , Arbitration , Citigroup , Financial Industry Regulatory Authority (FINRA) , Forum Selection , Goldman Sachs
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