SEC proposes modest amendments to AP process to enhance efficiency and address concerns regarding fairness.
In an effort to enhance the efficiency of its processes in administrative proceedings (APs) and bolster its...more
9/28/2015
/ Administrative Proceedings ,
Amended Regulation ,
Appointments Clause ,
Comment Period ,
Depositions ,
Discovery ,
Due Process ,
Expert Witness ,
Federal Register ,
Federal Rules of Civil Procedure ,
Proposed Regulation ,
Securities and Exchange Commission (SEC)
Stung by adverse court rulings in some of its enforcement cases, the SEC is bringing more of those cases in its own forum—an SEC administrative proceeding.
...more