On April 10, 2025, the SEC’s newly formed Crypto Task Force held the second of its promised series of roundtables in the SEC’s “Spring Sprint Toward Crypto Clarity” initiative. Titled “Between a Block and a Hard Place:...more
The SEC’s Division of Corporation Finance issued a statement on February 27, 2025 to clarify the application of federal securities laws to "meme coins," a type of crypto asset inspired by internet memes, characters, current...more
Companies should not minimize the extent of a material cybersecurity incident by omitting material facts regarding the scope and potential impact of the incident. Cybersecurity risk factor disclosures should be tailored to a...more
1/30/2025
/ Board of Directors ,
Capital Markets ,
Compliance ,
Cryptocurrency ,
Cybersecurity ,
Debt Market ,
Digital Assets ,
Disclosure Requirements ,
Diversity ,
EDGAR ,
Enforcement Actions ,
Glass Lewis ,
Information Technology ,
Initial Public Offering (IPO) ,
Institutional Shareholder Services (ISS) ,
Nasdaq ,
NYSE ,
Over The Counter Derivatives (OTC) ,
Regulatory Agenda ,
Reporting Requirements ,
Reverse Stock Splits ,
Risk Management ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Shareholder Proposals ,
Special Purpose Acquisition Companies (SPACs)
SEC Developments -
In Twin Actions, SEC Charges Former Kubient CEO for Fraud and Former CFO and Audit Committee Chair for Failing to Investigate and Perpetuating CEO’s Fraud....more
10/31/2024
/ Capital Markets ,
Corporate Governance ,
Debt Market ,
Enforcement Actions ,
Equity Markets ,
Investment ,
Nasdaq ,
NYSE ,
Publicly-Traded Companies ,
Securities and Exchange Commission (SEC) ,
Securities Fraud ,
Securities Regulation ,
Securities Violations ,
Special Purpose Acquisition Companies (SPACs)