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New Multilateral Initiative Temporarily Expands the Role of Exempt Market Dealers

On June 20, 2024, the Canadian Securities Administrators (CSA) issued a notice regarding Coordinated Blanket Order 31-930 - Exemption to Allow Exempt Market Dealer Participation in Selling Groups in Offerings of Securities...more

La CVMO lance des initiatives afin de soutenir la mobilisation de capitaux par les entreprises en démarrage en Ontario

Dans le cadre de sa mission visant à favoriser la formation de capital et des marchés financiers concurrentiels, la Commission des valeurs mobilières de l’Ontario (la « CVMO ») a récemment lancé des initiatives temporaires...more

OSC Introduces Initiatives to Support Capital Raising for Early-Stage Businesses in Ontario

As part of its mandate to foster capital formation and competitive capital markets, the Ontario Securities Commission (OSC) has recently introduced certain time-limited initiatives to improve access to capital for early-stage...more

Propriété intellectuelle 101

Pour de nombreuses entreprises en démarrage et en expansion, la propriété intellectuelle (« PI ») est une composante cruciale de leur avantage concurrentiel et, par conséquent, est essentielle à leur succès global et à leur...more

Intellectual Property 101

For many startups and scaleups, intellectual property (IP) is crucial to the company’s competitive advantage and, therefore, its overall success and value. This bulletin provides a refresher on the common categories of IP in...more

Ventes sur le marché secondaire 101

Lorsqu’un travailleur spécialisé en technologie se joint à une société en démarrage, un marché intervient habituellement entre eux, aux termes duquel l’employé accepte de toucher un salaire réduit en échange d’une...more

Secondary Sales 101

When a tech worker joins a startup, the two sides usually strike a bargain in which the employee accepts a reduced salary in exchange for an interest in the company’s equity. This bargain is vital to the success of venture...more

“Pay-to-Play” Provisions Making a Return in Venture Financing

In recent months, we have begun to see venture financing rounds that include the negotiation of “pay-to-play” provisions. These provisions have been largely absent in recent years due to the buoyant financing environment....more

ACVM : Nouvelles restrictions et échéance de conformité visant les plateformes de négociation de cryptoactifs non inscrites

À la suite des perturbations majeures survenues récemment dans le secteur des cryptoactifs, les organismes canadiens de réglementation en valeurs mobilières ont une fois de plus resserré l’étau autour des plateformes de...more

CSA Imposes More Restrictions and March 24 Deadline on Unregistered Crypto Trading Platforms

In the aftermath of recent major disruptions in the crypto industry, securities regulators in Canada have again raised the bar for unregistered crypto asset trading platforms (CTPs) operating in Canada. In the latest of...more

Les ACVM renforcent l’approche visant les PNC non inscrites et prennent position sur les cryptomonnaies stables

Les Autorités canadiennes en valeurs mobilières (les « ACVM ») ont annoncé qu’elles renforceront leur approche à l’égard des engagements préalables à l’inscription (les « engagements ») des plateformes de négociation de...more

CSA Gets Tougher on Unregistered Crypto Trading Platforms and Takes Position on Stablecoins

The Canadian Securities Administrators (CSA) umbrella group has announced that it will take a tougher line with respect to preregistration undertakings (Undertakings) for crypto asset trading platforms (CTPs) that operate in...more

Plateformes de négociation de cryptoactifs au Canada : obligation de signer un engagement préalable à l’inscription

Les Autorités canadiennes en valeurs mobilières (« ACVM ») ont annoncé que les plateformes de négociation de cryptoactifs (les « PNC ») qui exercent des activités au Canada, mais qui ne sont pas encore inscrites auprès de...more

Undertakings Now Expected for Crypto Asset Trading Platforms Operating in Canada While Seeking Registration

The Canadian Securities Administrators (CSA) umbrella group has announced that crypto asset trading platforms (CTPs) that operate in Canada but are not yet registered to do so must sign a preregistration undertaking that...more

La CVMO lance d’autres avertissements et sévit contre des plateformes de négociation de cryptoactifs non conformes

La Commission des valeurs mobilières de l’Ontario (la « CVMO ») a pris des mesures d’application de la loi à l’encontre de deux plateformes de négociation de cryptoactifs établies à l’étranger (les « plateformes »). Ces...more

OSC Flashes Further Warnings to Non-Compliant Crypto Asset Trading Platforms and Initiates First Enforcement Actions

The Ontario Securities Commission (OSC) has initiated enforcement actions against two foreign-based crypto asset trading platforms (CTPs). The actions are the first to be announced following the OSC’s previously issued...more

CSA and TSX Publish Temporary Blanket Relief due to COVID-19

On March 23, 2020, both the Canadian Securities Administrators (CSA) and the Toronto Stock Exchange (TSX) published temporary blanket relief measures under Canadian securities laws and the provisions of the TSX Company Manual...more

Summary of Oversight and Regulatory Activities: AMF’s 2019 Report on Quebec Capital Markets

The Corporate Finance division of the Autorité des marchés financiers (AMF) recently released its third annual Summary of Oversight and Regulatory Activities (Report). Along with an overview of Quebec’s capital markets, the...more

Canadian Securities Regulators Clear a Path for Bitcoin Funds

The British Columbia and Ontario securities regulators have taken a leap forward in the regulation of bitcoin and other cryptocurrencies with the first registration of a fintech start-up, First Block Capital Inc., which...more

CSA Publishes Final Proxy Voting and Meeting Vote Reconciliation Protocols

The Canadian Securities Administrators (CSA) recently published the final form of CSA Staff Notice 54-305 Meeting Vote Reconciliation Protocols (Final Protocols) for enhancing the procedures involved in the tabulation of...more

CSA Proposes Protocols to Improve Proxy Voting Infrastructure and Vote Reconciliation Process

As the next step in its effort to improve the proxy voting infrastructure and vote reconciliation process, the Canadian Securities Administrators (CSA) has published CSA Multilateral Staff Notice 54-304 Final Report on Review...more

Report Early, Report Often: CSA Adopts Final Amendments to Early Warning System

On February 25, 2016, the Canadian Securities Administrators (CSA) published final amendments to the rules governing early warning reporting in Canada (Final Amendments). The Final Amendments were released concurrently with...more

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