Christopher Trueax

Troutman Pepper

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Investment Management Update - March 2021

Just before we said goodbye to 2020, the Securities and Exchange Commission (SEC) finalized amendments to its advertising and solicitation rules under the Investment Advisers Act of 1940, as amended (Advisers Act). The SEC...more

3/9/2021  /  Investment Adviser , Investment Advisers Act of 1940 , Investment Management , Marketing , OCIE , Regulation S-T , Securities and Exchange Commission (SEC)
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