Cianan Lesley

Cianan Lesley

Jenner & Block

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Fifth Circuit Holds SEC's In-House Forum is Unconstitutional

When Congress passed the Dodd-Frank Act, it expanded the SEC’s power to use its in-house administrative forum to bring enforcement actions. Supporters said this change promoted investor protection by giving the SEC a more...more

5/31/2022  /  Administrative Law Judge (ALJ) , Administrative Proceedings , Appointments Clause , Article II , Constitutional Challenges , Enforcement Actions , Securities and Exchange Commission (SEC) , Securities Fraud , Securities Violations , Seventh Amendment
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