In a keynote speech to the Securities Enforcement Forum on October 26, 2017, U.S. SEC Division of Enforcement (Division) Co-Director Stephanie Avakian emphasized the protection of retail investors and cybersecurity as...more
11/10/2017
/ Consumer Financial Products ,
Cyber Crimes ,
Cybersecurity ,
EDGAR ,
Hackers ,
Investment Management ,
Market Manipulation ,
Non-Public Information ,
OCIE ,
Popular ,
Retail Investors ,
Risk Management ,
Securities and Exchange Commission (SEC) ,
Stock Prices