Corey Hauser

Wiley Rein LLP

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Latest Posts › Enforcement Actions

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Think Because You Are a Private Company the SEC Is Not Your Problem? Think Again (and review those separation agreements)

What: Twice this month, the Securities and Exchange Commission (SEC) announced settled actions against entities for violating SEC Rule 21F-17(a) related to language in their separation agreements, including one against a...more

9/27/2023 / Corporate Counsel , Disclosure Requirements , Dodd-Frank , Enforcement Actions , Environmental Social & Governance (ESG) , Greenhouse Gas Emissions , Public-Private Entities , Securities and Exchange Commission (SEC) , Separation Agreement , Whistleblower Protection Policies

DOJ’s “Carrot” Approach to Corporate Enforcement Policy (But Read the Fine Print)

Last Tuesday, the Department of Justice (DOJ) announced the most recent modifications to its Criminal Division Corporate Enforcement and Voluntary Self-Disclosure Policy (CEP) in an effort to further encourage companies to...more

1/23/2023 / Corporate Governance , Corporate Misconduct , Department of Justice (DOJ) , Enforcement Actions , FCPA Corporate Enforcement Policy (CEP) , Self-Disclosure Requirements , Voluntary Disclosure

2021 FCA Recoveries Bounce Back from Decade-Low . . . Maybe

On February 1, the U.S. Department of Justice (DOJ) announced the second-largest annual total recoveries in the history of the False Claims Act (FCA)—$5.6 billion—for FY 2021 (October 2020 – September 2021)...more

2/3/2022 / Cybersecurity , Department of Justice (DOJ) , Enforcement Actions , False Billing , False Claims Act (FCA) , Federal Contractors , Fraud , Health Care Providers , Healthcare Fraud , Information Technology , Kickbacks , Medicare , Misrepresentation , Opioid , Qui Tam , Unnecessary Medical Procedures , Whistleblowers

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