On February 20, 2019, the SEC announced that it settled charges against Gladius Network LLC (“Gladius”) for failing to register non-exempt offers and sales of securities in violation of Sections 5(a) and 5(c) of the...more
4/1/2019
/ Blockchain ,
Civil Monetary Penalty ,
Enforcement Actions ,
Howey ,
Initial Coin Offering (ICOs) ,
Section 5 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Self-Reporting ,
Token Sales ,
Unregistered Securities