The U.S. government’s criminal and civil actions against Samuel Bankman-Fried (“SBF”) reveal a novel coordination and collaboration among three government agencies and use of various jurisdictional bases and anti-fraud...more
On Friday, November 13, 2020, the U.S. Securities and Exchange Commission (“SEC” or “Agency”) followed up its February 2020 action against Wells Fargo & Co. (“Wells Fargo”) with actions against two senior officers—former...more
11/19/2020
/ Banking Sector ,
Cease and Desist Orders ,
Consent ,
Department of Justice (DOJ) ,
Fraud ,
Government Investigations ,
Investors ,
Penalties ,
Securities and Exchange Commission (SEC) ,
Settlement ,
Shareholders ,
Wells Fargo