Daniel D'Alessandro

Daniel D'Alessandro

McCarter & English, LLP

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NJ Supreme Court Rules That NJ Uniform Securities Law Does Not Bar Investment Adviser From Seeking Damages Over Verbal Job Offer

The Supreme Court of New Jersey recently cast doubt on the applicability of the federal “family office” exception for investment advisers under the New Jersey Uniform Securities Law (NJUSL) while allowing the plaintiff to...more

3/10/2021  /  Breach of Contract , Dissenting Opinions , Estoppel , Investment Adviser , Investment Advisers Act of 1940 , Job Offers , NJ Supreme Court , Oral Contracts , Promissory Estoppel
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