Daniel Hayes

Daniel Hayes

Venable LLP

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SEC v. Govil: Circuit Split Creates Uncertainty - and Opportunity - for Defendants in Enforcement Actions

In SEC v. Govil, No. 22-1658, 2023 WL 7137291 (2d Cir. Oct. 31, 2023), the United States Court of Appeals for the Second Circuit made clear that, in the Second Circuit, the disgorgement remedy available to the SEC pursuant to...more

11/17/2023  /  Corporate Counsel , Disgorgement , Enforcement Actions , Fraud , Remedies , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Fraud , Split of Authority
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