Latest Posts › Reporting Requirements

Share:

The SEC Cybersecurity Rules Are Now Effective: What You Need to Know and Do Now

The Rules on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies (the “Cybersecurity Rules”), which the Securities and Exchange Commission (SEC) had adopted earlier this year,...more

SEC Proposes Changes To Regulation 13D and 13G Beneficial Ownership Reporting

The proposed rules would: •Accelerate certain filing deadlines for Schedules 13D and 13G- •Expand the definition of “beneficial ownership” to capture cash-settled derivatives- •Alter the circumstances under which two...more

SEC Proposes To Amend Form 13F Reporting Thresholds For Institutional Investment Managers

On July 10, 2020, the Securities and Exchange Commission (SEC) proposed to raise the Form 13F reporting threshold for institutional investment managers from $100 million to $3.5 billion (the Proposal). Currently, investment...more

3 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide