Daniel Tabak

Daniel Tabak

Cohen & Gresser LLP

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Second Circuit Gives Guidance on Section 16 “Short-Swing” Profits with Possible Implications for Hedge Funds

On May 20, 2020, the Second Circuit affirmed the dismissal of Section 16 “short-swing profit” claims against the client of an investment advisory firm that was itself subject to Section 16(b) liability.  Rubenstein v. Int’l...more

6/2/2020  /  16(b) , Anti-Fraud Provisions , Equity Securities , Hedge Funds , Investment Adviser , Liability , Securities Exchange Act , Securities Regulation , Short-Swing Trading , Stock Trades
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