Daniel Tabak

Daniel Tabak

Cohen & Gresser LLP

Contact
View Bio
RSS

Latest Posts › Anti-Fraud Provisions

Share:

Second Circuit Gives Guidance on Section 16 “Short-Swing” Profits with Possible Implications for Hedge Funds

On May 20, 2020, the Second Circuit affirmed the dismissal of Section 16 “short-swing profit” claims against the client of an investment advisory firm that was itself subject to Section 16(b) liability.  Rubenstein v. Int’l...more

6/2/2020  /  16(b) , Anti-Fraud Provisions , Equity Securities , Hedge Funds , Investment Adviser , Liability , Securities Exchange Act , Securities Regulation , Short-Swing Trading , Stock Trades
1 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide