The Securities and Exchange Commission (“SEC”) recently adopted sweeping new rules (the “Rules”) under the Investment Advisers Act of 1940 (the “Advisers Act”) that include significant changes governing how private...more
Amendments to Regulation A adopted by the SEC to comply with a mandate in the JOBS Act took effect on June 19, 2015. Regulation A as amended (often referred to as “Regulation A+”) expands the maximum aggregate amount that...more
10/21/2015
/ Blue Sky Laws ,
C&DIs ,
Compliance ,
Disclosure Requirements ,
Dodd-Frank ,
Executive Compensation ,
Initial Public Offering (IPO) ,
Investment ,
Investment Funds ,
Investors ,
JOBS Act ,
Offerings ,
Private Placements ,
Regulation A ,
Regulation D ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Tier 2 Offerings
Crowdfunding is a new financing model through which providers and consumers of equity or debt capital can come together and finance specific investments or investment entities. Although still in its infancy, crowdfunding has...more