David Dickstein

David Dickstein

Katten Muchin Rosenman LLP

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ESG Guidepost | Issue 16

Katten ESG Guidepost is a monthly publication highlighting the latest news, legal and regulatory developments involving environmental, social and governance matters....more

7/30/2024  /  Administrative Procedure Act , Chevron Deference , Cybersecurity , Environmental Social & Governance (ESG) , Federal Trade Commission (FTC) , Financial Industry Regulatory Authority (FINRA) , Loper Bright Enterprises v Raimondo , Securities and Exchange Commission (SEC) , Sustainability

SEC Warns Advisers to Up Their Game on Proxy Voting

On August 21, a sharply divided Securities and Exchange Commission (SEC) issued two interpretive releases addressing the proxy voting obligations of investment advisers and the obligations of proxy advisory firms....more

9/11/2019  /  Administrative Procedure Act , Corporate Governance , Investment Adviser , Investment Management , New Guidance , Proxy Advisory Firms , Proxy Voting Guidelines , Securities and Exchange Commission (SEC) , Securities Exchange Act
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