David Erroll

David Erroll

Patterson Belknap Webb & Tyler LLP

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UPDATE: Shadow Trading Case Heads to Trial

In November 2023, in Issue Lines Drawn in SEC Shadow Trading Case, we revisited the case Securities and Exchange Commission v. Panuwat, the SEC’s first enforcement action brought on the theory of “shadow trading.”...more

2/27/2024  /  Acquisitions , Financial Markets , Insider Trading , Market Price , MNPI , Securities and Exchange Commission (SEC) , Securities Violations , Share Price , Stocks , Trials

UPDATE: Issue Lines Drawn in SEC Shadow Trading Case

In February 2022, in SEC Shadow Trading Case Breaks Ground, we discussed Securities and Exchange Commission v. Panuwat, the SEC’s first enforcement action brought on the theory of “shadow trading.”...more

11/10/2023  /  Acquisitions , Confidential Information , Financial Markets , Insider Trading , Market Price , Misappropriation , Securities and Exchange Commission (SEC) , Securities Violations , Stocks
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