David Jain

David Jain

Skadden, Arps, Slate, Meagher & Flom LLP

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SEC Private Fund Rules – Applicability and Compliance Deadlines

The SEC’s final set of rules and amendments under the Investment Advisers Act of 1940 significantly expanded the regulatory compliance requirements for certain investment advisers. This table summarizes the applicability of...more

8/30/2023  /  Audits , Broker-Dealer , Compliance , Investment Adviser , Investment Advisers Act of 1940 , Private Funds , Securities and Exchange Commission (SEC)
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