David Jain

David Jain

Skadden, Arps, Slate, Meagher & Flom LLP

Contact
View Bio
RSS

Latest Posts › Regulation Best Interest

Share:

A Practical Guide to Interpreting the New SEC Private Fund Adviser Rules

On August 23, 2023, the Securities and Exchange Commission (the SEC) voted 3-2 to adopt a final set of rules and amendments under the Investment Advisers Act of 1940 (collectively, the Final Rules) that significantly expand...more

9/15/2023  /  Broker-Dealer , Final Rules , Investment Adviser , Investment Advisers Act of 1940 , Investment Management , Regulation Best Interest , Securities and Exchange Commission (SEC) , Securities Litigation , Securities Regulation
1 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide