David Jain

David Jain

Skadden, Arps, Slate, Meagher & Flom LLP

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A Practical Guide to Interpreting the New SEC Private Fund Adviser Rules

On August 23, 2023, the Securities and Exchange Commission (the SEC) voted 3-2 to adopt a final set of rules and amendments under the Investment Advisers Act of 1940 (collectively, the Final Rules) that significantly expand...more

9/15/2023  /  Broker-Dealer , Final Rules , Investment Adviser , Investment Advisers Act of 1940 , Investment Management , Regulation Best Interest , Securities and Exchange Commission (SEC) , Securities Litigation , Securities Regulation
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