On December 18, 2019, the Securities and the Exchange Commission (the “SEC” or the “Commission”) published its proposal to amend the accredited investor definition set forth in Rule 501(a) of Regulation D under the Securities...more
1/8/2020
/ Accredited Investors ,
Family Offices ,
Investment Opportunities ,
Limited Liability Company (LLC) ,
Natural Person Requirement ,
Private Funds ,
Private Offerings ,
Proposed Amendments ,
Public Comment ,
Registered Investment Advisors ,
Regulation D ,
Rule 144A ,
Rule 501 ,
Rule 506 Offerings ,
Rural Business Investment Companies (RBICs) ,
Securities and Exchange Commission (SEC) ,
Small Offering Exemptions
SEC is seeking public comments in its concept release in an effort to simplify, harmonize and improve the existing exempt offering framework.
On June 18, 2019, the Securities and Exchange Commission (the “SEC” or the...more
7/24/2019
/ Accredited Investors ,
Capital Formation ,
Capital Raising ,
Disclosure Requirements ,
ETFs ,
Exemptions ,
Harmonization Rules ,
Investor Protection ,
Offering Communications ,
Offerings ,
Pooled Investment Vehicles ,
Private Placements ,
Public Comment ,
Regulation A ,
Regulation D ,
Rule 506 Offerings ,
Secondary Markets ,
Securities ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Small Offering Exemptions