On May 4, 2020, the staff of the Division of Corporation Finance (“Corp Fin”) at the Securities and Exchange Commission (the “SEC”) published four COVID-19 related FAQs. This additional guidance relates to SEC’s March 25,...more
5/13/2020
/ Coronavirus/COVID-19 ,
Corp Fin ,
Exceptions ,
Filing Deadlines ,
Form 8-K ,
Form S-3 ,
Nasdaq ,
Notice Requirements ,
Offerings ,
Publicly-Traded Companies ,
Relief Measures ,
Securities and Exchange Commission (SEC) ,
Shareholder Approval ,
Temporary Regulations
SEC is seeking public comments in its concept release in an effort to simplify, harmonize and improve the existing exempt offering framework.
On June 18, 2019, the Securities and Exchange Commission (the “SEC” or the...more
7/24/2019
/ Accredited Investors ,
Capital Formation ,
Capital Raising ,
Disclosure Requirements ,
ETFs ,
Exemptions ,
Harmonization Rules ,
Investor Protection ,
Offering Communications ,
Offerings ,
Pooled Investment Vehicles ,
Private Placements ,
Public Comment ,
Regulation A ,
Regulation D ,
Rule 506 Offerings ,
Secondary Markets ,
Securities ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Small Offering Exemptions