On October 10, 2023, the Securities and Exchange Commission ("SEC") adopted amendments to modernize the rules governing beneficial ownership reporting under Sections 13(d) and 13(g)1 of the Securities Exchange Act of 1934...more
On December 18, 2019, the Securities and the Exchange Commission (the “SEC” or the “Commission”) published its proposal to amend the accredited investor definition set forth in Rule 501(a) of Regulation D under the Securities...more
1/8/2020
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Family Offices ,
Investment Opportunities ,
Limited Liability Company (LLC) ,
Natural Person Requirement ,
Private Funds ,
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Proposed Amendments ,
Public Comment ,
Registered Investment Advisors ,
Regulation D ,
Rule 144A ,
Rule 501 ,
Rule 506 Offerings ,
Rural Business Investment Companies (RBICs) ,
Securities and Exchange Commission (SEC) ,
Small Offering Exemptions