David Kravitz

David Kravitz

Katten Muchin Rosenman LLP

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Corporate and Financial Weekly Digest - Volume XI, Issue 43

SEC/CORPORATE - SEC Proposes Amendments To Require Universal Proxy Cards in Contested Elections - On October 26, the Securities and Exchange Commission voted to propose amendments to the proxy rules that would...more

11/7/2016  /  Canada , Institutional Shareholder Services (ISS) , Memorandum of Understanding , No-Action Relief , Proxy Access , Rule 147 , Rule 504 , SEFs , UK Brexit , Universal Proxy Cards

Corporate and Financial Weekly Digest - Volume IX, Issue 41

In this issue: - ISS Releases 2015 Draft Voting Policy Changes for Comment - SEC Investor Advisory Committee Releases Recommendations on Changes to Accredited Investor Definition - FINRA Proposes to...more

10/20/2014  /  Accredited Investors , CFTC , Disclosure Requirements , EU , European Commission , Financial Industry Regulatory Authority (FINRA) , Institutional Shareholder Services (ISS) , Prudential Regulation Authority (PRA) , Rulemaking Process , Securities and Exchange Commission (SEC)
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