David Peters

Dechert LLP

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Request for Comment on Certain Information Providers Acting as Investment Advisers

The Securities and Exchange Commission on June 15, 2022 requested comments related to information providers (such as index providers, model portfolio providers and pricing services) whose activities the SEC believes may bring...more

7/29/2022  /  Comment Period , Financial Services Industry , Investment Adviser , Investment Advisers Act of 1940 , Investment Management , Securities and Exchange Commission (SEC) , Securities Regulation
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