The Federal Deposit Insurance Corporation (“FDIC”) and Office of the Comptroller of the Currency (“OCC”) have finalized revisions to the proprietary trading and compliance program provisions of the Volcker Rule (the “2019...more
9/5/2019
/ Compliance Management Systems ,
Covered Funds ,
Derivatives ,
Exemptions ,
Financial Markets ,
Hedging ,
Liquidity Management ,
Mortgage Servicing Rules ,
Proprietary Trading ,
Recordkeeping Requirements ,
Risk Mitigation ,
Trading Plans ,
Volcker Rule