David Stone

Neal, Gerber & Eisenberg LLP

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SEC Sends Warning to General Partners of Funds Receiving Finders’ and Other Fees

On June 1, 2016, the SEC sent a warning to general partners of private investment funds (including private equity funds, hedge funds, venture capital funds and leveraged buyout funds) by entering into a settlement agreement...more

6/7/2016 / Broker-Dealer , Financial Institutions , Financial Markets , Private Investment Funds , Registration Requirement , Securities and Exchange Commission (SEC) , Securities Violations , Settlement Agreements , Transaction Fees

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David Stone

Neal, Gerber & Eisenberg LLP

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Latest Posts › Transaction Fees

SEC Sends Warning to General Partners of Funds Receiving Finders’ and Other Fees

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