The rules, originally proposed in March 2022, realign disclosures, marketing practices and other obligations in de-SPAC transactions more closely with traditional IPOs and add increased risk and uncertainty for market...more
3/28/2024
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Corporate Counsel ,
Disclosure Requirements ,
Enforcement ,
Fairness Standard ,
Final Rules ,
Initial Public Offering (IPO) ,
Investment Company Act of 1940 ,
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New Regulations ,
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PSLRA ,
Securities and Exchange Commission (SEC) ,
Smaller Reporting Companies ,
Special Purpose Acquisition Companies (SPACs) ,
Underwriting
Updates from recent U.S. House Committee on Financial Services hearing and proposed legislation -
In light of recent Congressional hearings and proposed legislation, market participants should remain vigilant and prepared...more