This year, the UK Financial Conduct Authority (FCA) has placed an increased emphasis on whistleblowing activity, both in relation to whistleblowing within authorised firms and the process of whistleblowing to the regulator....more
In This Issue:
- UK: New Regulators; New Powers
- So You Want to be a U.S. Mutual Fund Manager
- The New German Rules on High Frequency Trading
- Marketing and Distributing Your Fund in the Middle East:...more
The UK Financial Services Authority (“FSA”) was abolished on 1 April 2013 and replaced by three new regulators. The Financial Services Act 2012 introduced the Financial Conduct Authority (“FCA”), the Prudential Regulatory...more