Denise Rahme

Denise Rahme

Holland & Hart LLP

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New Proposed Rules for Investment Adviser Outsourcing

On October 26, 2022, the US Securities and Exchange Commission (the "SEC") proposed a new rule (206(4)-11) and amendments under the Investment Advisers Act of 1940 that prohibit registered investment advisers from outsourcing...more

11/16/2022  /  Due Diligence , Investment Adviser , Outsourcing , Proposed Rules , Registered Investment Advisors , Securities and Exchange Commission (SEC)
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