Donela Qirjazi

Donela Qirjazi

K&L Gates LLP

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What's in a Fund Name? SEC Approves Changes to the Fund Names Rule

On 20 September 2023, the US Securities and Exchange Commission (the SEC) adopted amendments to Rule 35d-1 (the Names Rule or Rule) under the Investment Company Act of 1940, as amended (the 1940 Act), and made related form...more

9/27/2023  /  Financial Services Industry , Fund Managers , Investment Companies , Investment Company Act of 1940 , Investment Funds , Investment Management , Recordkeeping Requirements , Reporting Requirements , Securities and Exchange Commission (SEC)
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