Ed Razim

Ed Razim

Locke Lord LLP

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Short Extension of Clawback Policy Deadline Suggests Listed Companies Will Need to Adopt Policies by early August

On April 24, 2023, the SEC extended, for a short time, the deadline for the effectiveness of stock exchange listing requirements under the Dodd Frank Act that will require listed companies to adopt clawback policies for...more

5/1/2023  /  Clawbacks , Dodd-Frank , Securities and Exchange Commission (SEC) , Securities Exchange Act

How Public Companies Can Prepare For The Executive Compensation Clawback Regime

Many public companies have not waited for the Securities Exchange Commission (SEC) to mandate executive compensation recovery policies, as required by the Dodd-Frank Act. Shareholder and peer pressure has resulted in the...more

7/9/2015  /  Board of Directors , Clawbacks , Derivative Suit , Dodd-Frank , Executive Compensation , Publicly-Traded Companies , Rule 10D-1 , Securities and Exchange Commission (SEC) , Shareholders , Total Shareholder Return (TSR)
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