Eileen Overbaugh

Eileen Overbaugh

Lowenstein Sandler LLP

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SEC Raises The Dollar Threshold For Qualified Clients

What You Need To Know: Effective August 16, 2021, the Assets-Under-Management Test will increase to $1.1 million, and the Net Worth Test will increase to $2.2 million. On June 17, 2021, the U.S. Securities and...more

7/20/2021  /  Investment Adviser , Investment Advisers Act of 1940 , Investors , Private Funds , Registered Investment Advisors , Securities and Exchange Commission (SEC) , Threshold Requirements
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