Elizabeth McClain

Elizabeth McClain

Dechert LLP

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SEC Proposes Conditional Registration Exemption for Finders

The Securities and Exchange Commission voted 3-2 on October 7, 2020 to publish for comment a proposed conditional exemption (Proposed Exemption), which would allow a natural person to act as a “finder” to connect accredited...more

10/20/2020  /  Accredited Investors , Exemptions , Finders , Private Offerings , Proposed Rules , Registration Requirement , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934
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