A new federal law will require certain U.S. entities to report the personal information of their beneficial owners to the Financial Crimes Enforcement Network (FinCEN) of the U.S. Department of the Treasury.
“Reporting...more
On July 15, 2019, the Securities and Exchange Commission (SEC) and the North American Securities Administrators Association (NASAA) staff issued a statement summarizing federal and state securities law considerations...more
7/19/2019
/ Brokers ,
Investment Adviser ,
Investment Advisers Act of 1940 ,
Investment Management ,
NASAA ,
Qualified Opportunity Funds ,
Registration Requirement ,
Securities and Exchange Commission (SEC) ,
Tax Cuts and Jobs Act ,
Tax Deferral ,
Tax Incentives