Emilie Oberlis

Emilie Oberlis

Dechert LLP

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U.S. Proposes to Subject Non-U.S. SEC Registered Investment Advisers to Anti-Money Laundering Rules

The United States is proposing rules that, for the first time, would subject investment advisers registered or required to be registered (RIAs) with the U.S. Securities and Exchange Commission (SEC) under the Investment...more

9/24/2015  /  Anti-Money Laundering , Bank Secrecy Act , FinCEN , Non-US Entities , Registered Investment Advisors , Securities and Exchange Commission (SEC) , Suspicious Activity Reports (SARs)
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