Emily Unger

Goodwin

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SEC Announces an Increase in Total Enforcement Actions in FY 2023, with Close to $5 Billion in Financial Penalties, the Second...

On November 14, 2023, the SEC announced its enforcement results for fiscal year 2023, which ended on September 30, reporting the following key metrics and highlights...more

11/22/2023 / Enforcement Actions , Fund Managers , Investment Adviser , Private Funds , Securities and Exchange Commission (SEC) , Securities Regulation , Securities Violations

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Emily Unger

Goodwin

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Latest Posts › Private Funds

SEC Announces an Increase in Total Enforcement Actions in FY 2023, with Close to $5 Billion in Financial Penalties, the Second...

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