U.S. Developments -
Regulatory Developments -
SEC and FINRA Issue Joint Statement on Digital Asset Custody Issues -
On July 8, 2019, the U.S. Securities and Exchange Commission (SEC) and the Financial Industry...more
7/19/2019
/ Bitcoin ,
Blockchain ,
Broker-Dealer ,
Canada ,
Capital Raising ,
CFTC ,
Commodity Exchange Act (CEA) ,
Cryptocurrency ,
Cuba ,
Data Protection ,
Digital Assets ,
Federal Reserve ,
Financial Industry Regulatory Authority (FINRA) ,
Initial Coin Offering (ICOs) ,
Initial Public Offering (IPO) ,
IRS ,
JOBS Act ,
Joint Statements ,
New Guidance ,
Reg A+ ,
Securities and Exchange Commission (SEC) ,
Self-Regulatory Organizations ,
Token Sales ,
UK ,
Venezuela
U.S. Developments -
Regulatory Updates -
SEC Continues to Delay Decision on Bitwise ETF -
On May 14, 2019, the U.S. Securities and Exchange Commission (“SEC”) continued its delay on a decision regarding a bitcoin...more
5/21/2019
/ Blockchain ,
Broker-Dealer ,
CFTC ,
Cryptocurrency ,
Enforcement Actions ,
Initial Coin Offering (ICOs) ,
Preliminary Injunctions ,
Securities and Exchange Commission (SEC) ,
Securities Violations ,
State Attorneys General ,
Token Sales
U.S. Developments -
Regulatory Updates -
CFTC Publishes Enforcement Manual -
On May 8, 2019, the U.S. Commodity Futures Trading Commission’s (“CFTC”) Division of Enforcement (“DOE”) published its first public...more
5/16/2019
/ Bitcoin ,
Blockchain ,
CFTC ,
Commodity Exchange Act (CEA) ,
Cryptocurrency ,
Distributed Ledger Technology (DLT) ,
Enforcement Actions ,
FinCEN ,
Popular ,
Securities and Exchange Commission (SEC) ,
Securities Violations ,
Virtual Currency
U.S. Developments -
Regulatory Updates -
SEC’s Valerie Szczepanik Speaks at SXSW -
The U.S. Securities and Exchange Commission’s (“SEC”) Associate Director of the Division of Corporation Finance and Senior Advisor for...more
4/4/2019
/ American Bar Association (ABA) ,
Bitcoin ,
Blockchain ,
CFTC ,
Cryptocurrency ,
Digital Assets ,
FinCEN ,
New Regulations ,
Popular ,
Regulatory Agenda ,
Regulatory Oversight ,
Securities and Exchange Commission (SEC) ,
Startups ,
Token Sales ,
Unregistered Securities