Erin Fountaine

Erin Fountaine

Ballard Spahr LLP

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SEC Curtails Enforcement Leadership’s Investigation and Subpoena Power, Signals Greater Commissioner Oversight Over Enforcement

On Monday, March 10, 2025, the SEC announced a new final rule revoking the Director of Enforcement’s previous authority to issue formal orders, which have the effect of officially initiating investigations and permitting...more

3/12/2025  /  Corporate Counsel , Cryptocurrency , Enforcement Actions , Final Rules , Regulatory Agencies , Regulatory Authority , Regulatory Requirements , Securities and Exchange Commission (SEC) , Securities Regulation , Subpoenas
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