In a unanimous decision published on June 5, 2024, the US Court of Appeals for the Fifth Circuit vacated the entire set of regulations, including amendments to existing rules (collectively, the Rules), adopted by the US...more
The US Securities and Exchange Commission (SEC) recently adopted sweeping new rules under the Investment Advisers Act of 1940 (Advisers Act) that apply in certain circumstances to non-US advisers to private investment funds....more
The new executive order continues the policy of prohibiting US persons’ transactions in the publicly traded securities of select Chinese companies, but expands the scope to include both Chinese companies that operate or have...more
6/9/2021
/ Biden Administration ,
China ,
Defense Sector ,
Economic Sanctions ,
Executive Orders ,
Financial Instruments ,
Foreign Policy ,
Human Rights ,
Office of Foreign Assets Control (OFAC) ,
Popular ,
Prohibited Transactions ,
Securities Transactions ,
Surveillance
As the US Department of Commerce seeks certain financial services data from an expanded list of US financial services providers, most US fund managers, investment advisers, private funds, and registered investment companies...more
The November 1, 2015 deadline is approaching for US financial services providers—including many US fund managers, private funds, and registered investment companies—to file a BE-180 with the US Department of Commerce....more
9/18/2015
/ BE-180 ,
BEA ,
Benchmarks ,
Filing Deadlines ,
Financial Institutions ,
Fund Managers ,
Investment Companies ,
Private Funds ,
Surveys ,
Time Extensions ,
U.S. Commerce Department
Filers seeking an extension must submit a Request for Extension.
On May 29, we issued a LawFlash reporting that the US Department of Commerce’s Bureau of Economic Analysis (BEA) extended the BE-10 reporting deadline for...more
The new deadline is June 30.
On May 19, we issued a LawFlash regarding the BE-10 reporting requirements for private funds and private fund managers....more
Most private funds or their managers will be required to file a BE-10 with the US Department of Commerce by May 29th.
This year marks the return of the BE-10, the five-year benchmark survey of US direct investment...more