Evan Koster

Evan Koster

Baker Botts L.L.P.

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CFTC Issues Enforcement Advisory Adopting New Approach for Consideration of Self-Reporting, Cooperation, and Remediation

On February 25th, the Commodity Futures Trading Commission (CFTC or Commission) adopted a new approach for how the Division of Enforcement (Division) will assess self-reporting, cooperation, and remediation efforts when...more

3/4/2025  /  CFTC , Civil Monetary Penalty , Compliance , Cooperation , Enforcement Actions , Mitigation , New Guidance , Penalties , Remediation , Self-Reporting
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