The U.S. Court of Appeals for the First Circuit on Jan. 3, 2023, ruled against Defendant Gregory "Emmanuel" Lemelson's request for a new trial in SEC v. Lemelson. The opinion and the underlying matter are critical reads for...more
1/17/2023
/ False Statements ,
First Amendment ,
Hedge Funds ,
Injunctions ,
Investment Advisers Act of 1940 ,
Investment Management ,
Materiality ,
Misleading Statements ,
Rule 10b-5 ,
Scienter ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Securities Litigation ,
Short Sales