F. Phillip Hosp V

F. Phillip Hosp V

Foley & Lardner LLP

Contact
View Bio
RSS

Latest Posts › Securities and Exchange Commission (SEC)

Share:

Kraken Settles SEC Charge That Its SAAS Model Was an Illegal Securities Offering

On February 9, 2023, the SEC announced that Kraken had settled charges alleging that it violated securities laws by failing to register the offer and sale of its “crypto asset staking-as-a-service program.” To settle the...more

2/23/2023  /  Blockchain , Cryptoassets , Disclosure Requirements , SaaS , Securities , Securities and Exchange Commission (SEC) , Settlement

The SEC and State Regulators Target Crypto Lending in Nexo Settlement

On January 26, 2022, the California Department of Financial Protection and Innovation (DFPI) announced its participation in a $22.5 million multi-state settlement with Nexo Capital Inc. (Nexo) relating to unregistered...more

2/8/2023  /  California , Cryptocurrency , Department of Financial Protection and Innovation (DFPI) , Enforcement , Investors , Securities and Exchange Commission (SEC) , Settlement , State Regulators
2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide