Filipe Areno

Skadden, Arps, Slate, Meagher & Flom LLP

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SEC Approves Nasdaq Rule Change on Reverse Stock Splits and Minimum Bid Price Compliance Periods; NYSE Proposes a Similar Rule...

On October 7, 2024, the Securities and Exchange Commission (SEC) approved a rule change proposed by The Nasdaq Stock Market LLC that impacts companies utilizing reverse stock splits to regain compliance with Nasdaq’s minimum...more

11/14/2024 / Capital Markets , Listing Rules , Nasdaq , New Rules , NYSE , Regulatory Agenda , Regulatory Requirements , Reverse Stock Splits , Securities and Exchange Commission (SEC)

Nasdaq Permits Primary Direct Listings and Proposes Relaxation of Pricing Limits

On May 19, 2021, the Securities and Exchange Commission (SEC) approved Nasdaq’s proposal to permit companies to issue shares and raise capital in primary direct listings conducted on the Nasdaq Global Select Market without...more

6/3/2021 / Capital Markets , Direct Listing , Listing Rules , Nasdaq , NYSE , Proposed Rules , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

NYSE Direct Listing Rules Approved; Nasdaq Proposes Substantially Similar Rules

On December 22, 2020, the U.S. Securities and Exchange Commission (SEC) approved a proposal by the New York Stock Exchange (NYSE) that allows companies going public via a direct listing to issue new shares and raise capital...more

1/14/2021 / Capital Markets , Direct Listing , Initial Public Offering (IPO) , Listing Rules , Nasdaq , NYSE , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Underwriting

SEC Stays NYSE Rules on Primary Direct Listings

On August 26, 2020, the Securities and Exchange Commission (SEC) approved a proposal from the New York Stock Exchange (NYSE) that would allow companies going public via a direct listing to issue and sell new shares on their...more

9/9/2020 / Capital Raising , Direct Listing , Initial Public Offering (IPO) , NYSE , Publicly-Traded Companies , Regulatory Agenda , Rulemaking Process , Securities and Exchange Commission (SEC) , Securities Regulation , Stays

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