Frederick King

Frederick King

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Unanimous Supreme Court Sharply Limits Liability under Section 11 for Companies Issuing Securities Through Direct Listings

In a unanimous decision, the U.S. Supreme Court held in Slack Technologies v. Pirani, No. 22-200, 2023 WL 3742580, 598 U.S. __ ( June 1, 2023) that a claim under Section 11 of the Securities Act of 1933 is not viable unless a...more

6/14/2023  /  Direct Listing , SCOTUS , Section 11 , Section 12 , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Securities Regulation , Securities Transactions , Slack , Slack Technologies Inc v Pirani
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