G. Thomas Lee

G. Thomas Lee

Womble Bond Dickinson

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SEC Expected to Begin Settlement Actions With Issuers Under MCDC Initiative

In March 2014, the Securities and Exchange Commission (the “SEC”) initiated the Municipalities Continuing Disclosure Cooperation Initiative (“MCDC Initiative”) to provide issuers (including obligated persons) and underwriters...more

2/19/2016  /  MCDC , Municipal Securities Issuers , Securities and Exchange Commission (SEC) , Self-Reporting , Underwriting , Voluntary Disclosure
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