Gary Kashar

Gary Kashar

White & Case LLP

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Rule 144A Fixed Income Securities Won’t Become Subject to Public Information Requirement under Rule 15c2-11

On October 30, 2023, the US Securities Exchange Commission (the "SEC") issued an order (the "Order")1 granting broker-dealers exemptive relief from Rule 15c2-11 ("Rule 15c2-11") under the US Securities Exchange Act of 1934...more

11/2/2023  /  Broker-Dealer , Fixed Income Investments , Information Technology , Investment Adviser , Rule 144A , Securities , Securities and Exchange Commission (SEC) , Securities Exchange Act
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