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Review of the Accredited Investor Definition Under Dodd-Frank

On December 14, 2023, the Securities and Exchange Commission (SEC) released a staff report on the definition of accredited investor, examining the current status of the accredited investor pool and discussing several...more

SEC Adopts Rule Amendments to Modernize Certain Disclosures Under Regulation S-K

By a 3-2 vote, the U.S. Securities and Exchange Commission (SEC) has adopted amendments designed to modernize the disclosure requirements involving description of business (Item 101), legal proceedings (Item 103), and risk...more

SEC’s Coronavirus Response Efforts: Maintaining Operations Consistent with Health Directives

On March 20, Securities and Exchange Commission (SEC) Chairman Jay Clayton released a statement assuring the public that the SEC will continue operating to ensure our capital markets remain open and function well. ...more

An In-Depth Look at SEC's Proposed 'Test-the-Waters' Expansion

The Securities and Exchange Commission (SEC) recently voted to propose new Rule 163B under the Securities Act of 1933, as amended (the Securities Act), and amendments to Rule 405 (collectively, the Proposed Rule) promulgated...more

SEC Adopts Final Rule Expanding Regulation A Exemption to Exchange Act Reporting Companies

The Securities and Exchange Commission (SEC) last week adopted a final rule amending Regulation A to broaden eligibility for its exemption from full SEC registration. ...more

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