1. Bank regulation-
1.1 Prudential regulation-
(a) General-
(i) International-
BCBA: Basel III monitoring report-
Status: Final-
BCBS has published its latest monitoring report setting out the impact of the Basel III...more
4/2/2024
/ Anti-Money Laundering ,
Artificial Intelligence ,
Banking Regulators ,
Banking Sector ,
Capital Markets ,
EU ,
European Securities and Markets Authority (ESMA) ,
Financial Institutions ,
Financial Regulatory Reform ,
Financial Services Industry ,
FinTech ,
Investment ,
Investment Firms ,
Investment Funds ,
MiFIR ,
Risk Management
1. Bank regulation -
1.1 Prudential regulation -
(a) General -
(i) EU -
ECB: Memorandum of Cooperation between ECB and CAs on third-country bank supervision -
Status: Final -
The ECB has published a Memorandum of...more
3/4/2024
/ Anti-Money Laundering ,
Banking Sector ,
Banks ,
Capital Markets ,
Cybersecurity ,
Disclosure Requirements ,
EMIR ,
EU ,
Financial Regulatory Reform ,
Financial Services Industry ,
Investment Funds ,
Investment Management ,
MiFID ,
Prudential Regulation Authority (PRA) ,
Regulatory Agenda ,
Reporting Requirements
1. Bank regulation -
1/1 Prudential regulation -
(a) General -
(i) EU -
EBA: Consultation on amendments to draft RTS on prudent valuation under Article 105(14) of the CRR -
Status: Consultation -
Deadline for the...more
1. Bank regulation -
1.1 Prudential regulation -
(a) General -
(i) EU -
EBA: Roadmap on strengthening the Prudential framework -
Status: Final -
The EBA has published its roadmap on the Banking Package, which...more
1/10/2024
/ Anti-Money Laundering ,
Banks ,
Capital Markets ,
Cybersecurity ,
EMIR ,
EU ,
European Securities and Markets Authority (ESMA) ,
Financial Institutions ,
Financial Regulatory Reform ,
Financial Services Industry ,
Investment Firms ,
Investment Funds ,
MiFID ,
MiFIR ,
Prudential Regulation Authority (PRA) ,
Regulatory Agenda ,
Remuneration ,
Risk Management
1. Bank regulation -
1.1 Prudential regulation -
The ESRB has published a speech by Christine Lagarde, President of the ECB and Chair of the ESRB, on its first general warning about financial stability risks that it published...more
12/4/2023
/ Anti-Money Laundering ,
Banking Sector ,
Banks ,
Basel Committee on Banking Supervision (BCBS) ,
Cybersecurity ,
EMIR ,
ESRB ,
EU ,
European Banking Authority (EBA) ,
FATF ,
Financial Institutions ,
Financial Regulatory Reform ,
Financial Reporting ,
Investment Firms ,
Proposed Regulation ,
Prudential Regulation Authority (PRA) ,
Regulatory Agenda ,
Reporting Requirements ,
Risk Management
The EBA has published the European Supervisory Examination Programme (ESEP) for 2024, which identifies key topics for heightened supervisory attention across the EU. The EBA selected three key topics for supervisory attention...more
Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language.
Furthermore, we produce detailed briefings to cover key developments in the field of financial...more
9/5/2023
/ Anti-Money Laundering ,
Capital Markets ,
Code of Conduct ,
EU ,
European Banking Authority (EBA) ,
European Securities and Markets Authority (ESMA) ,
Financial Services Industry ,
Investment Firms ,
Investment Funds ,
Investment Management ,
MiFID ,
MiFIR ,
Regulatory Agenda ,
Regulatory Oversight ,
Risk Management
Since the beginning of the Brexit transition period, developments in both the UK and EU have impacted the MiFID rules in various ways.
In the UK, there have been changes under the EUWA on-shoring process; “quick-fix”...more
The Council of the EU has announced that it has reached provisional political agreement with the EP on the proposed Directive amending CRD IV as regards supervisory powers, sanctions, third-country branches and ESG risks (CRD...more
The EBA has launched a consultation on two RTS and ITS on the functioning of supervisory colleges under the CRD. These new technical standards will ensure that the Level 2 framework for the functioning of supervisory colleges...more
6/1/2023
/ Anti-Money Laundering ,
Artificial Intelligence ,
CCPs ,
Cybersecurity ,
E-Money ,
ELTIF ,
EU ,
European Banking Authority (EBA) ,
European Central Bank ,
European Securities and Markets Authority (ESMA) ,
Financial Regulatory Reform ,
FinTech ,
Investment Firms ,
Remuneration ,
Securities Regulation ,
Securitization ,
Single Supervisory Mechanism
Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language.
...more
Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language.
...more
Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language.
...more
Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language.
...more
Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language.
...more
Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language.
...more
Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language.
...more
The Council of the EU announced that it had reached political agreement with the EP on the ‘Daisy Chain’ proposal, which amends the EU bank resolution framework by: (i) incorporating a dedicated treatment for the indirect...more
As part of the proposed Banking Package (CRDVI), the European Commission has proposed a harmonised EU regulatory framework for third country bank branches.
...more
A high-level timeline summarising key dates and expected publications for the EU and UK MiFID Review.
...more
Last week was a busy week on the road to Brexit. The EU 27 and the UK both gave broad indications of how they plan to approach the Brexit negotiations, via the publication of three documents: the UK’s Article 50 notice, a...more
The European Securities and Markets Authority (ESMA) has recently published a statement clarifying its position with respect to the application of the securitisation disclosure obligations provided for under article 8b of the...more
The EU Mortgage Credit Directive (the "Directive") aims to create an efficient and competitive internal market for mortgage credit with a high level of consumer protection. The Directive requires European member states to...more